0000914317-05-000463.txt : 20120725
0000914317-05-000463.hdr.sgml : 20120725
20050208102310
ACCESSION NUMBER: 0000914317-05-000463
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050208
DATE AS OF CHANGE: 20050208
GROUP MEMBERS: DGEUY@PEOPLESFEDERALSANDL.COM
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PEOPLES SIDNEY FINANCIAL CORP
CENTRAL INDEX KEY: 0001031340
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 311499862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-61127
FILM NUMBER: 05582395
BUSINESS ADDRESS:
STREET 1: 101 EAST COURT ST
CITY: SIDNEY
STATE: OH
ZIP: 45365
BUSINESS PHONE: 9374926129
MAIL ADDRESS:
STREET 1: 101 EAST COURT ST
CITY: SIDNEY
STATE: OH
ZIP: 45365
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST BANKERS TRUST CO NA
CENTRAL INDEX KEY: 0000941473
IRS NUMBER: 370622729
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1201 BROADWAY
CITY: QUINCY
STATE: IL
ZIP: 62301
BUSINESS PHONE: 2172288064
MAIL ADDRESS:
STREET 1: 1201 BROADWAY
CITY: QUINCY
STATE: IL
ZIP: 62301
SC 13G
1
form13g-65783_peoples.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Peoples Sidney Financial Corporation
(Name of Issuer)
Common Stock,_ par value $0.01 per share
(Title of Class of Securities)
712308-10-5
(CUSIP Number)
December 31, 2004
Date of Event Which Requires Filing of the Statement
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1
Cusip no. 712308-10-5 13G Page 2 of 6 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peoples Sidney Financial Corporation Employee Stock Ownership Plan
IRS I.D. No. 36-4148801
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Not applicable.
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 61,966
SHARES ---------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 101,389
EACH ---------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON 163,355
WITH ---------------------------------------------
8. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
163,355
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES|_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.4%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
EP
--------------------------------------------------------------------------------
2
Cusip no. 712308-10-5 13G Page 3 of 6 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Bankers Trust Services, Inc.
IRS I.D. No.37-0622729
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3. SEC USE ONLY
---------- ---------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States.
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 61,966
SHARES ---------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 101,389
EACH ---------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON 163,355
WITH ---------------------------------------------
8. SHARED DISPOSITIVE POWER
0
---------------------------------------------
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
163,355
--------------------------------------------------------------------------------
10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.4%
---------- ---------------------------------------------------------------------
12. TYPE OF REPORTING PERSON
BK
--------------------------------------------------------------------------------
3
Cusip no. 712308-10-5 13G Page 4 of 6 Pages
--------------------------------------------------------------------------------
Item 1(a) Name of Issuer: Peoples Sidney Financial Corporation
(b) Address of Issuer's Principal Executive Offices:
101 East Court Street
Sidney, Ohio 45365
Item 2(a) Name of Persons Filing:
Peoples Sidney Financial Corporation Employee Stock
Ownership Plan ("ESOP")
First Bankers Trust Services, Inc. (the "Trustee"), the
trustee of the ESOP.
(b) Address of Principal Business Office:
The business address of the ESOP is:
101 East Court Street
Sidney, Ohio 45365
The business address of the Trustee is:
2321 Kochs Lane
Quincy, Illinois 62305-4005
(c) Citizenship:
The Trustee is a national bank organized under the laws of
the United States.
(d) Title of Class of Securities:
Common Stock, par value $0.01 per share (the "Common
Stock").
(e) CUSIP Number:
712308-10-5
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or
(c), check whether the person filing is a:
(a) [__] Broker or dealer registered under Section 15 of the Exchange
Act;
(b) [__] Bank as defined in Section 3(a)(6) of the Exchange Act;
(c) [__] Insurance company as defined in Section 3(a)(19) of the
Exchange Act;
(d) [__] Investment company registered under Section 8 of the
Investment Company Act;
4
Cusip no. 712308-10-5 13G Page 5 of 6 Pages
--------------------------------------------------------------------------------
(e) [__] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [ X] An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
(g) [__] A parent holding company or control person in accordance
with Rule 13d-1(b)(ii)(G); (h) [__] A savings association as
defined in Section 3(b) of the Federal Deposit Insurance Act;
(i) [__] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act;
(j) [__] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this
box. [ ]
Item 4 Ownership:
(a) Amount beneficially owned: 163,355
(b) Percent of Class: 11.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 61,966
(ii) shared power to vote or to direct the vote: 101,389
(iii)sole power to dispose or to direct the disposition of:
163,355
(iv) shared power to dispose or to direct the disposition of:
none
The ESOP holds an aggregate of 163,355 shares of Common Stock (11.4% of the
outstanding shares). 101,389 shares have been allocated to ESOP accounts and
61,966 are unallocated shares. Pursuant to the ESOP, participants in the ESOP
are entitled to instruct the Trustee as to the voting of the shares allocated to
their ESOP accounts. The ESOP has sole voting and dispositive power with respect
to shares held by it which have not been allocated to participant accounts. On
each issue with respect to which stockholders are entitled to vote, the Trustee
is required to vote the shares held by the ESOP which have not been allocated to
participant accounts in the manner directed under the ESOP.
The Trustee may be deemed to beneficially own the 163,355 shares held by
the ESOP. However, the Trustee expressly disclaims beneficial ownership of all
of such shares. Other than the shares held by the ESOP, the Trustee does not
beneficially own any shares of Common Stock.
5
Cusip no. 712308-10-5 13G Page 6 of 6 Pages
--------------------------------------------------------------------------------
Item 5 Ownership of Five Percent or Less of a Class: Not Applicable.
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable.
Item 7 Identification and Classification of the Subsidiary which Acquired the
Security Being Reported on by the Parent Holding Company:
Not Applicable.
Item 8 Identification and Classification of Members of the Group:
Not Applicable.
Item 9 Notice of Dissolution of Group:
Not Applicable.
Item 10 Certification:
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated this 7th day of February, 2005
Peoples Sidney Financial Corporation Employee Stock Ownership Plan
By: First Bankers Trust Services, Inc., as Trustee
By: /s/ Linda Shultz
-----------------------
Name: Linda Shultz
Title: Trust Officer
First Bankers Trust Services, Inc.
By:/s/ Linda Shultz
-----------------------
Name: Linda Shultz
Title: Trust Officer
6